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The riparian area is that area of land located immediately adjacent to streams, lakes, or other surface waters. Some would describe it as the floodplain. The boundary of the riparian area and the adjoining uplands is gradual and not always well defined. However, riparian areas differ from the uplands because of their high levels of soil moisture, frequent flooding, and unique assemblage of plant and animal communities. Through the interaction of their soils, hydrology, and biotic communities, riparian forests maintain many important physical, biological, and ecological functions and important social benefits.
This publication will examine some of the issues surrounding the adoption of riparian forest buffers on private lands and highlight policies that may be used to implement them.
Farmers have positive attitudes toward protecting the environment. A 1986-87 survey of farmers in Virginia and Iowa found that a majority of the farmers had positive attitudes toward protecting the environment and attached a high priority to protecting water quality and preventing soil erosion (Norris and Batie 1987). A large majority of the farmers surveyed were concerned with the potential effects of agricultural chemicals on groundwater in their area, considered the issue serious, and believed that more research and possibly stricter regulation of the use of agricultural chemicals was needed.
Another survey of Virginia farmers in the mid-1980s measured the attitudes of participants in Virginia's Filter Strip Program (Dillaha and others 1986). A majority of the farmers indicated that they participated in the program so that they could reduce soil erosion and improve water quality. Other reasons cited were economic considerations (such as the availability of state cost-share, extra hay production, etc.) and enhancing wildlife habitat.
A 1990 poll of farm operators in Iowa found that even though almost two-thirds reported some damage or loss to crops due to wildlife, 81 percent felt that the presence of wildlife was important to them, and 69 percent agreed that wildlife have as much right to exist on the land as they did. Many enjoyed fishing, birdwatching, hunting, or photographing wildlife (Figure 2). Others said that wildlife provided enjoyment just "from knowing they exist" (Lasley and Kettner 1990).
Farmers believe that they should be free to manage their land as they wish. The same 1990 Iowa poll found that 58 percent of these farmers felt that individuals should be allowed to use their own property without outside interference (Lasley and Kettner 1990). Likewise, a 1986 survey of Ohio farmers found that farmers believe they should have absolute rights to farm land they own, although they should not be free to abuse the land (Napier and others 1988).
Economic circumstances influence management decisions. Farmers face increasingly uncertain economic circumstances: costs of equipment, land, labor, and management are increasing; government support programs are decreasing; and new competition exists in international markets. Farmers are concerned about their ability to pay off debts and remain in business. They realize they must maintain flexibility and preserve their management options for their land in the long-term.
Some economists have argued that soil erosion and runoff from agricultural lands occur because farmers are behaving in a rational, predictable manner (Libby 1985). Farmers must make a living farming, maintain stability in their business, and respond to needs in the market. They have no economic incentive to bear the cost of producing benefits for others (for example, improved water quality), particularly if they feel that their actions will make little difference in solving problems on a regional scale.
Therefore, voluntary adoption of a conservation practice depends to a large degree on how well it maintains farm profitability, or at least does not decrease profitability significantly (Figure 3). Practices that are profitable, simple to implement, and compatible with existing machinery and operations are more likely to be implemented (Nowak and Korsching 1983, Marra and Zering 1996).
Farmers are motivated by individual characteristics and values. A number of studies have examined the relationship between individuals' personal beliefs and their adoption of conservation practices. Researchers in Florida found that individuals with stronger views about the use of nonrenewable resources, preserving the integrity of renewable resources, and taking responsibility toward others were more likely to implement conservation efforts on their lands than other farmers (Lynne and others 1988). Individuals with strong beliefs in technology and profit maximization displayed less effort. Likewise, other studies have found that farmers who believe that "one has a moral obligation to maintain the land for future generations" were more likely to adopt conservation measures than those who believe "they have an inviolate, God-given right to use the land as they please" (Nowak and Korsching 1983).
Changing patterns of land ownership may also have implications in the adoption of conservation practices. Today, agricultural lands are often owned by individuals who lease the land to others for agricultural production. In some cases, the landowner may still live on the farm or in the vicinity, but in other cases farms are owned by individuals who live far away in urban areas, and who may have little or no farm experience (Constance and others 1995). Although it is the renter, rather than the owner who often makes most farm management decisions, renters are less likely to employ conservation practices and are less likely to benefit directly from economic incentives associated with conservation programs.
There may also be differences in attitudes between full-time farmers and part-time farmers. In Maryland, full-time farmers were less likely to have plans to develop riparian buffers than part-time farmers, partly because full-time farmers had a larger financial stake in the operation (Hagan 1996). Part-time farmers were more interested in amenities such as fisheries, wildlife, and aesthetics. Likewise, Olmstead and McCurdy (1989) found that the majority of landowners in Illinois who had planted trees under the Conservation Reserve Program (CRP) owned farms of less than 100 acres.
Non-participants, on the other hand, were more likely to be individuals who were full-time farmers, farmed larger areas, and derived much or most of their income from the farm. Reasons given for not participating in the BIP included: concern about the impact of current and future land laws; plantings were required at a busy, inconvenient time of year; too much time was required to maintain the buffer; and previous experiences with government programs. The study also suggested that many non-participating farmers would prefer to install grass buffers rather than forested buffers.
Hagan (1996) suggested several reasons participating landowners were willing to take part in the program: their cost of taking land out of production was much lower than for active farmers, these farmers were less concerned about possible hidden costs of having a buffer (such as increased wildlife damage to crops), they were less concerned that creating a buffer would eventually result in further regulatory problems (such as losing "farmable wetland" status), and these farmers may be more interested in on-site amenities generated by the buffer (such as the return of trout) than full-time farmers.
During public meetings in Maryland, the agricultural community expressed concerns that public benefits of riparian buffers (such as wildlife and aesthetics) will be forced on them at the expense of farm operational priorities (U.S. E.P.A. Chesapeake Bay Program 1995). Farmers were concerned about the loss of productive land and farm income and expressed belief that once riparian lands are planted in trees, additional regulations would be enacted to prevent their use. Some individuals expressed fears that the riparian forest could revert to wetlands or attract endangered species, making them subject to additional regulations. The introduction of pests, such as deer and noxious weeds onto the property was also an important issue.
Urban/suburban landowners had similar concerns. They were concerned about private property rights, wildlife damage, and the invasion of exotic and endangered species. Buffer appearance, home security, public access, liability, and responsibilities for maintenance were also mentioned (Figure 4).
However, farmers were more willing to create grass filter strips, particularly if haying or grazing were allowed on these areas. Interest in the filter strip program also increased as annual rental rates were higher - at $20 per acre per year, less than 6 percent of the eligible land would be enrolled in filter strips, but at $200 per acre per year, over 83 percent of the land would be enrolled.
Individuals who were interested in the CRP cited soil conservation, water quality improvement, wildlife habitat enhancement, and economics as their primary motivating factors. On the other hand, farmers who indicated that they would not enroll in CRP said that they could earn more by producing on the eligible land, they were hesitant to be tied to a fixed payment for 10 years, or they wished to avoid the program's rules and regulations (Figure 5).
Similarly, a 1993 nationwide survey of CRP participants conducted by the Soil and Water Conservation Society found only about 12 percent of all respondents were willing to plant trees, although slightly more (16 percent) were willing to plant trees with a 10-year extension (Nowak and Schnepf 1994). On the other hand, half said they were willing to plant a different vegetative cover for wildlife habitat if the government provided cost-sharing for these plantings. More than half of those surveyed said economics would be the single most important factor in their decision to either keep their CRP acres in cover or return them to crop production. Only 14 percent cited conservation as the most important factor.
Norris and Shabman (1988) suggest that tree plantings may be of little interest to farmers because landowners are generally unwilling to incur the costs of investments from which they may not realize the profit. Therefore, waiting for a tree stand to develop is less desirable than crops which produce income annually. Furthermore, farmers see tree plantings as reducing their flexibility for future land use and a drain on time, labor, and financial resources. Most individuals prefer immediate returns to those for which they have to wait.
At a Chesapeake Bay riparian buffer workshop held in 1994, participants discussed their concerns for implementing a riparian forest buffer policy. They made many useful suggestions. Those representing the agriculture community believed:
The urban/suburban discussion groups echoed many of these concerns and made additional suggestions:
For example, a 1990 Iowa poll of farm operators found that farmers were more likely to perceive that environmental problems had become worse at the national (50 percent) or state (34 percent) level than in their own communities (22 percent) or on their own farms (8 percent) (Lasley and Kettner 1990). These results were similar to those of earlier reports, both national and regional (Napier and others 1988, Steiner 1990). For example, a 1986 survey of Maryland farmers found that they recognized that water quality problems exist, but felt that they were caused by someone else (Lichtenberg and Lessley 1992). Throughout the state, farmers believed that there were only slight problems with water quality at the farm level, slight to moderate problems at the local level, but definite problems at the state level. While water quality problems were most prevalent in the principal agricultural regions of the state, farmers in these areas were less concerned about water quality than farmers near urban areas of the state.
In the case of riparian areas, landowners may not recognize or acknowledge that they own and farm these lands. In a 1995 survey of Maryland landowners, many farm owners whose property was adjacent to streams responded that they did not own riparian land (Hagan 1996). This occurred most often when property was adjacent to small ephemeral streams or streams altered by drainage or channelization.
Even if a problem is recognized, landowners may feel the problem is simply beyond their scope of effort. For example, Alexander (1994) argues that farmers are more concerned with using the land to support themselves than "how to keep an entire ecosystem operating smoothly". Nor are farmers interested in bearing the cost of ambiguous, long-term goals (Nowak 1987).
Therefore, a successful riparian restoration program must educate landowners about the exact nature of the problem, demonstrate benefit to the local environment, illustrate the role the individual plays in the process, and provide a relevant solution.
Few studies have been made to measure the effect of technical assistance on landowner behavior. However, studies made of forest landowners suggest that those who worked with a professional forester were more likely to regenerate stands after harvest than landowners who did not get assistance (Alig and others 1990).
The Ohio TREES program successfully meets some of the obstacles landowners may face when they wish to install riparian buffers, such as time constraints, labor needs, and lack of expertise.
Landowner response to cost-share programs has been mixed. One recent U.S. Forest Service review found that the availability of cost-share was a very significant factor in forest tree planting. It estimated that 70 percent to 80 percent of tree planting occurred with government assistance, and concluded that the effects of cost-share were additive - that is, cost-share programs served as a catalyst for landowners to plant additional trees (Alig and others 1990). However, another study found that cost-share funds were of limited value in actually convincing landowners to become involved in a particular program. This survey of nonindustrial private forest landowners in Tennessee found that it was the attitude of the landowner toward the goals of the program, rather than the availability of cost-share itself, that was the best indicator of landowner participation (Bell and others 1994). Landowners who had a negative attitude regarding the goals of the program would probably not participate, no matter what cost-share amount was offered. On the other hand, landowners with strong positive attitudes were likely to participate in conservation activities whether funds were available or not.
A 1987 study of a Virginia cost-share program found that when limited program funding is spread among a large pool of applicants, individual payments may be set too low to encourage program participation (Norris and Batie 1987). In this study, the average cost share awarded was only $150, while the average conservation expenditure was $1,900. The authors suggest that funding should be targeted to where it is most needed, in order to provide more realistic compensation to individual landowners.
Another survey of Virginia farmers measured the attitudes of participants in Virginia's Filter Strip Program. When asked if they would install new vegetative filter strips without cost-share funds, 40 percent said no and 27 percent were unsure. However, farmers believed the vegetative filter strip cost-share program should continue, that the use of wildlife plantings should be encouraged, and that more education was needed to make people more aware of the program (Dillaha and others 1986).
Red tape, design requirements, and lengthy application processes also discourage some individuals, particularly small or part-time farmers, from participating in cost-share programs (Hagan 1996).
Economic disincentives may take the form of pollution taxes, fines, liability payments, or environmental bonds and have been used primarily to control point-sources of water pollution. Taxes and fines work by charging the producer for pollution discharges or for failure to implement a certain practice. Environmental bonds may be issued to a farm or business for a specified sum of money and refunded at a future date only if certain management practices are installed (Malik and others 1994).
Many studies in recent years find that the public is becoming increasingly concerned about soil erosion and water quality problems that result from agricultural practices (Figure 10). In 1986, a nationwide survey of U.S. citizens found that almost 40 percent supported applying penalties to farms that failed to adopt needed conservation practices (Molnar and Duffy 1987). A similar survey conducted in 1992 found a majority agreed that most farmers take good care of the soil, but also indicated that "laws regulating excess soil erosion are badly needed." Citizens also agreed that "farmers who do not adopt the needed soil conservation practices should be fined" (Jordan and Elnagheeb 1992).
A survey of residents of eastern North Carolina found the majority believed the government was doing too little to control agricultural pollution from cropland and livestock production, and just over half agreed that government regulations to control water pollution were more important than landowners' rights to use the land as they saw fit (Hoban and Clifford 1994).
However, a regulatory approach to nonpoint source pollution does not necessarily result in the greatest improvement to water quality, and can be expensive to implement and monitor. A comparison of Virginia's voluntary approach and Maryland's regulatory approach to control forestry nonpoint source pollution suggests that the voluntary approach results in the same level of water quality improvement, but at a significantly lower cost to both the landowner and to the state forestry agency (Hawks and others 1993).
When funds and resources are limited, it may be most cost effective to target efforts to specific areas of the watershed rather than support efforts across a larger area (Duda and Johnson 1985, Libby 1985, Pritchard and others 1993). As outlined by King and others (1997), this may be particularly true for riparian restoration because:
Education, technical assistance, and financial support can encourage the protection of riparian areas. However, these programs must clearly define the problem and address the concerns and needs of the landowner. If funding and resources are limited, programs will be most effective if they target specific areas where they will create the greatest benefit.
Alig, R.J., K.J. Lee, and R.J. Moulton. 1990. Likelihood of timber management on nonindustrial private forests: evidence from research studies. U.S. Department of Agriculture Forest Service Publication GTR-SE-60. 17 pages.
Bell, C.D., R.K. Roberts, B.C. English, and W.M. Park. 1994. A logit analysis of participation in Tennessee's forest stewardship program. Journal of Agricultural and Applied Economics 26:463-472.
Constance, D.H., J.S. Rikoon, and W.D. Heffernan. 1995. Separation of ownership and environmental decision-making on rented farmland. Pages 65-68. In: Clean Water - Clean Environment - 21st Century. Volume III: Practices, Systems, and Adoption. Proceedings of a conference March 5-8, 1995, Kansas City, Mo. American Society of Agricultural Engineers, St. Joseph, Mich. 318 pages.
Croghan, M.B. 1994. Virginia's integrated agricultural nonpoint source pollution control strategies. Pages 17-21. In: Campbell, K.L., W.D. Graham, A.B. Bottcher (editors). Environmentally Sound Agriculture. Proceedings of the 2nd Conference. April 20-22, 1994. Orlando, FL. American Society of Agricultural Engineers, St. Joseph, Mich. 578 pages.
Dillaha, T.A., J.H. Sherrard, and D. Lee. 1986. Long-term effectiveness and maintenance of vegetative filter strips. Virginia Water Resources Research Center. Bulletin VPI-VWRRC-Bull 153 4C. Blacksburg, Va. 39 pages.
Duda, A.M. and R.J. Johnson. 1985. Cost effective targeting of agricultural nonpoint source pollution controls. Journal of Soil & Water Conservation 40:108-111.
Ervin, C.A. and D.E. Ervin. 1982. Factors affecting the use of soil conservation practices: hypotheses, evidence, and policy implications. Land Economics 58:277-292.
Hagan, P.T. 1996. Evaluating determinants of participation in voluntary riparian buffer programs: a case study of Maryland's Buffer Incentive Program. University of Maryland Master's Thesis. Marine, Estuarine, and Environmental Sciences Program. 169 pages.
Harrington, W., A.J. Krupnick, and H. M. Peskin. 1985. Policies for nonpoint source water pollution control. Journal of Soil & Water Conservation 40:27-32.
Hawks, L.J., F.W. Cubbage, H.L. Haney, R.M. Shaffer, and D.H. Newman. 1993. Forest water quality protection: a comparison of regulatory and voluntary programs. Journal of Forestry 91:48-54.
Hoban, T.J. and W.B. Clifford. 1994. Public attitudes about agricultural water pollution. Pages 151-170. In: Swanson, L.E. and F.B. Clearfield (editors). Agricultural Policy and the Environment - Iron Fist or Open Hand? Soil and Water Conservation Society. Ankeny, Iowa. 206 pages.
Johnson, R.L., R.J. Alig, E. Moore, and R.J. Moulton. 1997. NIPF: Landowner's view of regulation. Journal of Forestry 95(1):23-28.
Jordan, J.L. and A.H. Elnagheeb. 1992. The structure of citizen preferences for government soil erosion control programs. Southern Journal of Agricultural Economics 24:73-82.
King, D.M., P.T. Hagan, C.C. Bohlen. 1997. Setting priorities for riparian buffers. University of Maryland. Center for Environmental and Estuarine Studies. Technical Contribution UMCEES-CBL-96-160.
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Lichtenberg, E. and B.V. Lessley. 1992. Water quality, cost-sharing, and technical assistance: perceptions of Maryland farmers. Journal of Soil & Water Conservation 47:260-264.
Lipman, J. 1995. The status of riparian forest policy in the Chesapeake Bay watershed. Pages 46-50 In: Riparian Forest Buffers: Restoring and Managing a Vital Chesapeake Resource. Proceedings of a conference October 5-6, 1994. Ellicott City, Md. EPA-903-R-95-008. 82 pages.
Lynne, G.D., J.S. Shonkwiler, and L.R. Rola. 1988. Attitudes and farmer conservation behavior. American Journal of Agricultural Economics 70:12-19.
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Riparian forests are forests which occur adjacent to streams, lakes, and other surface waters. Through the interaction of their soils, hydrology, and biotic communities, riparian forests protect and improve water quality, provide habitat for plants and animals, support aquatic communities, and provide many benefits to humans. Virginia, along with other states in the Chesapeake Bay region, has recognized the importance of riparian forests by implementing a plan to restore forested buffers along streams, rivers, and lakes. This series of publications by Virginia Cooperative Extension reviews selected literature on riparian forest buffers, including water quality functions, benefits to fish and wildlife, and human benefits. The review also discusses riparian buffer restoration and some of the costs and barriers associated with riparian forest buffer establishment. Information on financial and technical assistance programs available to Virginia landowners is included.
Reviewed by Matt Yancey, Extension Agent, Forestry
Virginia Cooperative Extension materials are available for public use, re-print, or citation without further permission, provided the use includes credit to the author and to Virginia Cooperative Extension, Virginia Tech, and Virginia State University.
Issued in furtherance of Cooperative Extension work, Virginia Polytechnic Institute and State University, Virginia State University, and the U.S. Department of Agriculture cooperating. Alan L. Grant, Dean, College of Agriculture and Life Sciences; Edwin J. Jones, Director, Virginia Cooperative Extension, Virginia Tech, Blacksburg; Jewel E. Hairston, Interim Administrator,1890 Extension Program, Virginia State, Petersburg.
May 1, 2009